Osterweis Capital Management

Applications and Forms

Mutual Funds

The Osterweis Funds are available by prospectus only. You may obtain a summary or statutory prospectus for the Osterweis Funds by clicking the links below or calling shareholder services toll free at (866) 236-0050. Please read the prospectus carefully before investing.

Prospectuses

After reading the prospectus, please click on the links below to download an application.

Osterweis, Strategic Income & Strategic Investment Fund Applications and Forms

Regular Account

Regular/Taxable accounts for Individuals, Joint, Gifts to Minors, Corporation/Trust, Partnership, or other entity.

IRA Account

Regular, Roth, SEP, SIMPLE, Transfer or Rollover IRA account. Please read the IRA and Coverdell Disclosure Statement & Custodial Agreement.

Coverdell Education Savings Account (CESA)

Please read the IRA and Coverdell Disclosure Statement & Custodial Agreement.

IRA or CESA Transfer Form

Transfer an existing IRA or CESA to the Osterweis Funds.

Beneficiary Change Form

Change your beneficiaries for Traditional, Roth, SEP and SIMPLE IRA’s.

Institutional Equity Fund Applications and Forms

OSTEX Regular Account

Regular/Taxable Osterweis Institutional Equity accounts for Individuals, Joint, Gifts to Minors, Corporation/Trust, Partnership, or other entity.

OSTEX IRA Account

Regular, Roth, SEP, SIMPLE, Transfer or Rollover IRA Osterweis Institutional Equity account. Please read the IRA and Coverdell Disclosure Statement & Custodial Agreement.

OSTEX IRA or CESA Transfer Form

Transfer an existing IRA or CESA to the Osterweis Institutional Equity Fund.

After completing your application (and transfer form if applicable), please send it, along with your check or transfer form, to:

Osterweis Funds
c/o U.S. Bancorp Fund Services. LLC
P.O. Box 701
Milwaukee, WI 53202

If you have any questions about how to purchase the Funds or how to complete your application, please call (866) 236-0050 between 9:00 a.m. and 8:00 p.m. ET Monday through Friday. You can also submit a question by emailing us at contact@osterweis.com.

Individually Managed Accounts

If you are interested in opening an individually managed account, please contact us at (800) 700-3316.

The Osterweis Funds and other products and services described on this website are intended to be made available to U.S. investors only. Shares of the Funds are currently offered only in the United States and are not available for sale in any jurisdiction other than the United States. The information on this website is neither an offer to sell nor a solicitation of an offer to buy a mutual fund, security or service in any jurisdiction in which such offer, solicitation, purchase or sale would be unlawful. Please read these Terms and Conditions.

Mutual fund investing involves risk. Principal loss is possible.

The Osterweis Fund may invest in medium and smaller sized companies, which involve additional risks such as limited liquidity and greater volatility. The Fund may invest in foreign and emerging market securities, which involve greater volatility and political, economic and currency risks and differences in accounting methods. The Fund may invest in Master Limited Partnerships, which involve risk related to energy prices, demand and changes in tax code. The Fund may invest in debt securities that are un-rated or rated below investment grade. Such lower-rated securities may present an increased possibility of default, price volatility or illiquidity compared to higher-rated securities. Investments in debt securities typically decrease in value when interest rates rise. This risk is usually greater for longer-term debt securities.

The Osterweis Institutional Equity Fund may invest in medium and smaller sized companies, which involve additional risks such as limited liquidity and greater volatility. The Fund may invest in foreign and emerging market securities, which involve greater volatility and political, economic and currency risks and differences in accounting methods. The Fund may invest in Master Limited Partnerships, which involve risk related to energy prices, demand and changes in tax code. From time to time, the Fund may have concentrated positions in one or more sectors subjecting the Fund to sector emphasis risk.

The Osterweis Strategic Income Fund may invest in debt securities that are un-rated or rated below investment grade. Such lower-rated securities may present an increased possibility of default, price volatility or illiquidity compared to higher-rated securities. The Fund may invest in foreign and emerging market securities, which involve greater volatility and political, economic and currency risks and differences in accounting methods. Investments in debt securities typically decrease in value when interest rates rise. This risk is usually greater for longer-term debt securities. Small- and mid-capitalization companies tend to have limited liquidity and greater price volatility than large-capitalization companies. Higher turnover rates may result in increased transaction costs, which could impact performance. From time to time, the Fund may have concentrated positions in one or more sectors subjecting the Fund to sector emphasis risk. The Fund may invest in municipal securities which are subject to the risk of default.

The Osterweis Strategic Investment Fund may invest in small- and mid-capitalization companies, which tend to have limited liquidity and greater price volatility than large-capitalization companies. The Fund may invest in foreign and emerging market securities, which involve greater volatility and political, economic and currency risks and differences in accounting methods. The Fund may invest in Master Limited Partnerships, which involve risk related to energy prices, demand and changes in tax code. The Fund may invest in debt securities that are un-rated or rated below investment grade. Such lower-rated securities may present an increased possibility of default, price volatility or illiquidity compared to higher-rated securities. Investments in debt securities typically decrease in value when interest rates rise. This risk is usually greater for longer-term debt securities. Higher turnover rates may result in increased transaction costs, which could impact performance.

Osterweis Capital Management is the adviser to the Osterweis Funds, which are distributed by Quasar Distributors, LLC.