Requirements set forth by the Securities and Exchange Commission are designed to protect the privacy of individuals who obtain financial products or services for personal, family or household use. The regulations apply to all federally registered investment advisers, such as Osterweis Capital Management ("OCM"). We would like to take this opportunity to let you know what OCM is doing to protect your privacy.
OCM collects nonpublic information about you from the following sources:
- Information we receive about you on applications or other forms;
- Information you give us orally; and
- Information about your transactions with OCM or other financial service providers.
We do not disclose any nonpublic personal information about our customers or former customers without the customers authorization, except as required by law or in response to inquires from governmental authorities. We restrict access to your personal and account information to those employees who need to know that information to provide products and services to you. We also may disclose that information to unaffiliated third parties (such as to brokers or custodians) only as permitted by law and only as needed for us to provide agreed-upon services to you. We maintain physical, electronic and procedural safeguards to protect your nonpublic personal information.
No action is required from you regarding this notice.
Osterweis Capital Management, LLC
May 24, 2011