Carl Kaufman was featured a recent edition of Orion’s “The Weighing Machine” podcast. During the podcast, Carl discussed how he got into the business and the strategy behind the Strategic Income Fund.
| Document | Date |
|---|---|
| Fact Sheet | December 2021 |
| First Quarter Strategic Income Outlook | January 2022 |
As we reflect on 2021, we can’t help but feel it was quite a year. Looking ahead, we think many of the same headwinds and tailwinds are likely to persist in 2022, so we are trying to find the right balance between offense and defense. |
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| Shareholder Letter | January 2022 |
| Document | Date |
|---|---|
| Summary Prospectus | June 2021 |
| Statutory Prospectus | June 2021 |
| Statement of Additional Information | June 2021 |
| Semi-Annual Report - Osterweis Funds | September 2021 |
| Annual Report - Osterweis Funds | March 2021 |
After reading the prospectus, please click on the links below to download an application.
| Document | Date |
|---|---|
| Application - Regular Account | |
Regular/Taxable accounts for Individuals, Joint or Gifts to Minors. |
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| Entity Application - Regular Account | |
Regular/Taxable accounts for entities such as C Corporations, Partnerships, Limited Liability Companies, etc. |
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| Application - IRA Account | |
Regular, Roth, SEP, SIMPLE, Transfer or Rollover IRA account. Please read the IRA Disclosure Statement & Custodial Agreement. |
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| IRA or CESA Transfer Form | |
Transfer an existing IRA to the Osterweis Funds. |
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| Beneficiary Change Form | |
Change your beneficiaries for Traditional, Roth, SEP and SIMPLE IRA’s. |
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| RMD Rollover Form | |
2020 RMD Rollover Form |
Carl Kaufman joined Osterweis Capital Management in 2002 after almost 24 years in various positions at Robertson Stephens and Merrill Lynch. He has managed the Osterweis Strategic Income Fund since its inception in 2002 and is also the Managing Director of Fixed Income and a lead Portfolio Manager for the Osterweis Growth & Income Fund.
In his management role at the firm, he is responsible primarily for investment matters and is a member of the firm’s Management Committee. He is a principal of the firm.
Mr. Kaufman graduated from Harvard University and attended New York University Graduate School of Business Administration.
Prior to joining Osterweis Capital Management in 2013, Bradley Kane was a Portfolio Manager and Analyst at Newfleet Asset Management, where he managed both high yield and leveraged loan portfolios. Before that, he was a Vice President at GSC Partners, focusing on management of high yield and collateralized debt obligations. Earlier in his career, he managed high yield assets as a Vice President at Mitchell Hutchins Asset Management.
Mr. Kane is a principal of the firm and a Portfolio Manager for the strategic income strategy.
Mr. Kane graduated from Lehigh University (B.S. in Business & Economics).
Prior to joining Osterweis Capital Management in 2017, Craig Manchuck was a Managing Director of Fixed Income Sales at Stifel Nicolaus, where he was responsible for sales and origination of high yield bonds, leveraged loans and post reorg equities. Before Stifel, he held a similar role at Knight Capital. Prior to that, Mr. Manchuck was the Executive Director for Convertible Securities and then High Yield/Distressed Securities at UBS. He has previous experience in Convertible Securities Sales at Donaldson, Lufkin & Jenrette, SBC Warburg and Merrill Lynch.
Mr. Manchuck is a principal of the firm and a Portfolio Manager for the strategic income strategy.
Mr. Manchuck graduated from Lehigh University (B.S. in Finance) and NYU Stern School of Business (M.B.A.).
The Osterweis Funds are available by prospectus only. The Funds’ investment objectives, risks, charges and expenses must be considered carefully before investing. The summary and statutory prospectuses contain this and other important information about the Funds. You may obtain a summary or statutory prospectus by calling toll free at (866) 236-0050, or by visiting www.osterweis.com/statpro. Please read the prospectus carefully before investing to ensure the Fund is appropriate for your goals and risk tolerance.
Mutual fund investing involves risk. Principal loss is possible.
The Osterweis Strategic Income Fund may invest in debt securities that are un-rated or rated below investment grade. Lower-rated securities may present an increased possibility of default, price volatility or illiquidity compared to higher-rated securities. The Fund may invest in foreign and emerging market securities, which involve greater volatility and political, economic and currency risks and differences in accounting methods. These risks may increase for emerging markets. Investments in debt securities typically decrease in value when interest rates rise. This risk is usually greater for longer-term debt securities. Small- and mid-capitalization companies tend to have limited liquidity and greater price volatility than large-capitalization companies. Higher turnover rates may result in increased transaction costs, which could impact performance. From time to time, the Fund may have concentrated positions in one or more sectors subjecting the Fund to sector emphasis risk. The Fund may invest in municipal securities which are subject to the risk of default.
While the fund is no-load, management fees and other expenses still apply. Please refer to the prospectus for more information.
Osterweis Capital Management is the adviser to the Osterweis Funds, which are distributed by Quasar Distributors, LLC.
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